identifying and testing key controls
The Sarbanes-Oxley Act has placed new pressures on all SEC registrants and its impact is no doubt being felt on your management team and Board of Directors. Besides meeting the compliance objectives of Section 404, however, the focus on achieving your strategic goals must continue to be at the forefront of your day-to-day operations.
Plante & Moran has developed a practical approach to Sarbanes-Oxley that’s based on the size and risk of your organization. It is anything but a cookie cutter approach. We can assist you in implementing Section 404 by providing the resources listed below. We can provide all of the following or you can choose which services you desire:
- Project Manager to assist the bank in developing the detailed implementation plan, managing resources and deadlines
- Resources to document accounting processes and controls
- Resources to assist with the testing of internal controls
In addition, Plante & Moran team members will bring to your attention opportunities they have identified for process and efficiency improvements.
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