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Regulatory Compliance

Plante Moran

We’ll make regulatory compliance standards easier to navigate.

Regulatory compliance requirements continue to grow as regulators demand greater information transparency and stronger protection for consumers and customer information. Our experts will help you navigate these regulations, minimize their impact, and protect your organization.

Our regulatory compliance services span various industries, ranging from fintech and bank compliance, to healthcare compliance. Many of our experts are also former examiners or compliance department executives and certified regulatory compliance managers (CRCM).

We’ll help you take a proactive approach to governance risk and compliance by assessing your ongoing compliance efforts, identifying possible problems, and recommending solutions. We’re here to help you understand and prepare for new compliance requirements before they affect your organization.

Regulatory Compliance Thought Leadership

  • Right-size your BSA/AML model risk management

    Many financial institutions have questions about the recent interagency statement on BSA/AML model risk management. We share some key takeaways and steps to help your organization right-size its BSA/AML model risk management practices, originally published in Bank Director magazine.

    Robert Bondy Brad Birkholz James Siegel
    Article July 14, 2021 1 min read
    Younger adult using an ATM machine on the street to withdraw money.
  • No Surprises Act: Ensure compliance at your healthcare organization

    Congress has passed the No Surprises Act, which becomes effective on Jan. 1, 2022. Here’s what the bill will mean for you and how to keep your organization compliant.

    Katy Dettman Erik Tauschmann
    Article June 24, 2021 2 min read
    Doctor in an ER room monitoring a piece of equipment.
  • The Cures Act and information blocking: Is your healthcare organization compliant?
    The information blocking component of the 21st Century Cures Act took effect April 5, 2021. The rule prohibits information blocking and promotes health information interoperability and patient access to records. Is your organization compliant?
    Katy Dettman Angie Fearon
    June 18, 2021 1 min read
    Medical worker on laptop
  • BSA/AML Regulatory program expectations
    Our experts share insights on keeping your institution safe and complying with BSA/AML requirements in this on-demand webinar.
    Brad Birkholz James Siegel
    Webinar June 4, 2021 48 min watch
    A staff member reading on a tablet on how to prevent fraud.

Our clients say

The regulatory compliance team at Plante Moran is an invaluable resource, particularly in today’s increasingly complex regulatory environment. They bring experienced bankers to the table to help us solve regulatory compliance and BSA/AML issues as they arise. Whether it’s a thorough, formal review engagement in anticipation of a visit from the regulators, or a quick phone call to inquire about an emerging compliance issue at the bank, they are always available to provide timely, practical advice that hits the mark every time.

Bill Gleason President & COO, Leaders Bank

Future-focused expertise you can rely on

New regulations and industry evolution are inevitable. We’ll not only help you comply with current regulations but also stay ahead of new ones.

Our experts are future-focused and bring that perspective to each and every engagement. But we don’t stop there. “We strive to be your trusted advisor, which starts with the personal relationships we develop with each client,” says Troy Snyder, a leader in our risk and accounting advisory services practice. “By understanding you, your organization, and your industry, we can provide practicable and timely advice.”