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Regulatory Compliance

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We’ll make regulatory compliance standards easier to navigate.

Regulatory compliance requirements continue to grow as regulators demand greater information transparency and stronger protection for consumers and customer information. Our experts will help you navigate these regulations, minimize their impact, and protect your organization.

Our regulatory compliance services span various industries, ranging from fintech and bank compliance, to healthcare compliance. Many of our experts are also former examiners or compliance department executives and certified regulatory compliance managers (CRCM).

We’ll help you take a proactive approach to governance risk and compliance by assessing your ongoing compliance efforts, identifying possible problems, and recommending solutions. We’re here to help you understand and prepare for new compliance requirements before they affect your organization.
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Regulatory Compliance Thought Leadership

  • Banks Perspectives
    Welcome to Bank Perspectives, your hub for insights on everything from the CECL standard and changing regulations to data security and enterprise risk governance. Subscribe now.
    Robert Bondy Chris Ritter Kristine Toy
    Newsletter July 18, 2019 4 min read
    People exited building in motion
  • Banking regulations and fintech compliance: A two-fold approach to risk management
    Financial technology, or fintech, companies are revolutionizing the services offered by financial institutions. However, innovation isn’t without risk. We break down the risks and how to approach your risk management program for all parties.
    Troy Snyder Bill Deligiannis James Siegel
    Article April 9, 2019 5 min read
    Banking buildings seen from below
  • Healthcare accounts receivable valuation: Four pitfalls to avoid
    If the numbers on the books show one thing, but the cash in the bank shows another, now may be the time to review your healthcare accounts receivable policies. Here are four pitfalls to watch out for.
    Katy Dettman
    Article January 22, 2019 6 min read
    Person at computer reviewing their accounts receivable
  • Set the right tone for risk mitigation
    Recent high-profile instances of misconduct at financial services organizations emphasize how enterprise risk governance no longer only affects large banks. Here's how you can protect your institution.
    Troy Snyder
    Article January 29, 2018 3 min read
    warm photo of a team working on technology

Future-focused expertise you can rely on

New regulations and industry evolution are inevitable. We’ll not only help you comply with current regulations but also stay ahead of new ones.

Our experts are future-focused and bring that perspective to each and every engagement. But we don’t stop there. “We strive to be your trusted advisor, which starts with the personal relationships we develop with each client,” says Troy Snyder, a leader in our risk and accounting advisory services practice. “By understanding you, your organization, and your industry, we can provide practicable and timely advice.”

Our clients say

The regulatory compliance team at Plante Moran is an invaluable resource, particularly in today’s increasingly complex regulatory environment. They bring experienced bankers to the table to help us solve regulatory compliance and BSA/AML issues as they arise. Whether it’s a thorough, formal review engagement in anticipation of a visit from the regulators, or a quick phone call to inquire about an emerging compliance issue at the bank, they are always available to provide timely, practical advice that hits the mark every time.

Bill Gleason President & COO, Leaders Bank