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Regulatory Compliance

One of the key challenges to a bank’s risk management program is the ability to determine what regulatory compliance needs exist within each business unit. A well-designed, properly implemented regulatory compliance review program adds value to your institution. From BSA reviews and model validation to compliance and privacy reviews to anti-money laundering and HMDA/fair lending review, our regulatory compliance services focus on detecting compliance issues and providing practical solutions.

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Our clients say

The regulatory compliance team at Plante Moran is an invaluable resource, particularly in today’s increasingly complex regulatory environment. They bring experienced bankers to the table to help us solve regulatory compliance and BSA/AML issues as they arise. Whether it’s a thorough, formal review engagement in anticipation of a visit from the regulators, or a quick phone call to inquire about an emerging compliance issue at the bank, they are always available to provide timely, practical advice that hits the mark every time.

Bill Gleason President & COO, Leaders Bank

Our Team

Our regulatory compliance experts are former examiners or compliance department executives. Many of our team members are certified regulatory compliance managers. Often sought out to present at national industry conferences. We’re in frequent contact with regulators to ensure they’re on top of concerns with BSA, money laundering, identity theft prevention, fair lending, and deposit & loan compliance.

In short, our regulatory compliance professionals are prepared to help you meet your needs.